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SEC Monitoring Impact of California Wildfires on Capital Markets

The Securities and Exchange Commission is closely monitoring the impact of the California wildfires on investors and capital markets. The SEC divisions and offices that…

Berkeley County Man Sentenced for Elder Financial Abuse

U.S. Attorney’s Office, Northern District of West Virginia MARTINSBURG, WEST VIRGINIA – Joseph Beach, age 55, of Inwood, West Virginia, was sentenced today to 41…

Steinberg Law Firm Opens New Office in North Charleston, SC

North Charleston, South Carolina – Steinberg Law Firm announced the opening of its new office in North Charleston. Located at 3955 Faber Place Drive, Suite…

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Steinberg Law Firm Opens New Office in North Charleston, SC

North Charleston, South Carolina – Steinberg Law Firm announced the opening of its new office in North Charleston. Located at 3955 Faber Place Drive, Suite…

Army Veteran Sentenced to Federal Prison For Over Three-Quarter Million Dollar Benefit Fraud

U.S. Attorney’s Office, Northern District of Florida PENSACOLA, FLORIDA – Kevin Paul McMains, 44, of Milton, Florida, has been sentenced to 33 months in federal prison…

SEC Announces Chief Accountant Paul Munter to Retire From Federal Service This Month

The Securities and Exchange Commission today announced that Chief Accountant Paul Munter plans to retire from federal service effective Jan. 24, 2025. Mr. Munter joined…

SEC Charges Advisory Firm Navy Capital With Misrepresenting Its Anti-Money Laundering Procedures to Investors

The Securities and Exchange Commission today charged Connecticut-based investment adviser Navy Capital Green Management, LLC with making misrepresentations related to its anti-money laundering (AML) procedures…

Three Investment Adviser Representatives Settle SEC Charges for Acting as Unregistered Brokers

The Securities and Exchange Commission today announced settled charges against investment adviser representatives Tamir Shabat, Danny Z. Spiegel, and Joseph J. Orlando, Jr. for acting…

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Game-Changing Updates to H-1B and EAD Rules Set to Reshape Immigration Policies

Ridgewood, New Jersey – The U.S. Department of Homeland Security (DHS) recently issued two critical final rules that promise to transform key aspects of the…

Twelve Firms to Pay More Than $63 Million Combined to Settle SEC’s Charges for Recordkeeping Failures

The Securities and Exchange Commission today announced charges against nine investment advisers and three broker-dealers for failures by the firms and their personnel to maintain…