SEC Charges PIMCO for Disclosure and Policies and Procedures Failures

Jun 16, 2023

The Securities and Exchange Commission today announced that registered investment adviser Pacific Investment Management Company LLC (PIMCO) will pay $9 million to settle two enforcement actions relating to disclosure and policies and procedures…

Full report at: Read More

More News

SEC Chair Gensler to Depart Agency on January 20

FROM: Securities Law

Ready, Set, Action! Our Sun is the Star in Dazzling Simulation

FROM: Technology Law

CHIPS for America Announces up to $300 million in Funding to Boost U.S. Semiconductor Packaging

FROM: Business Law

SEC Charges Three Senior Executives in Two Actions Alleging Massive Bribery Scheme Involving Indian Energy Companies Adani Green and Azure Power

FROM: Securities Law

Privacy Overview

This website uses cookies to improve your experience while you navigate through the website. Out of these, the cookies that are categorized as necessary are stored on your browser as they are essential for the working of basic functionalities of the website. We also use third-party cookies that help us analyze and understand how you use this website. These cookies will be stored in your browser only with your consent. You also have the option to opt-out of these cookies. But opting out of some of these cookies may affect your browsing experience.

Necessary

Always Enabled

Necessary cookies are absolutely essential for the website to function properly. These cookies ensure basic functionalities and security features of the website, anonymously.

Cookie	Duration	Description
cookielawinfo-checkbox-analytics	11 months	This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Analytics".
cookielawinfo-checkbox-functional	11 months	The cookie is set by GDPR cookie consent to record the user consent for the cookies in the category "Functional".
cookielawinfo-checkbox-necessary	11 months	This cookie is set by GDPR Cookie Consent plugin. The cookies is used to store the user consent for the cookies in the category "Necessary".
cookielawinfo-checkbox-others	11 months	This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Other.
cookielawinfo-checkbox-performance	11 months	This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Performance".
viewed_cookie_policy	11 months	The cookie is set by the GDPR Cookie Consent plugin and is used to store whether or not user has consented to the use of cookies. It does not store any personal data.

Functional

Performance

Analytics

Others

SEC Charges PIMCO for Disclosure and Policies and Procedures Failures

More News

Abuse of Brain Injured Patients Alleged at Florida Rehab Institute

Screaming Nursing Home Patient Virtually Ignored

Litigation Finance Company Indicates Deadly Accident Could Have Killed Unborn Baby

Jury Gives Family Multi Million Dollar Award After Birth Injuries Result in Cerebral Palsy

USCIS Revamps Payment of the Immigrant Visa Fee

VA and AFGE reach tentative agreement to better serve Veterans and support VA employees

SEC Chair Gensler to Depart Agency on January 20

Ready, Set, Action! Our Sun is the Star in Dazzling Simulation

CHIPS for America Announces up to $300 million in Funding to Boost U.S. Semiconductor Packaging

SEC Charges Three Senior Executives in Two Actions Alleging Massive Bribery Scheme Involving Indian Energy Companies Adani Green and Azure Power

Get Weekly Updates