SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations

Sep 22, 2023

The Securities and Exchange Commission today announced settled charges against broker-dealer Citadel Securities LLC for violating a provision of Regulation SHO, the regulatory framework designed to address abusive short selling practices, which requires…

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SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations

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