SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations

Sep 22, 2023

The Securities and Exchange Commission today announced settled charges against broker-dealer Citadel Securities LLC for violating a provision of Regulation SHO, the regulatory framework designed to address abusive short selling practices, which requires…

Full report at: Read More

More News

SEC Chair Gensler to Depart Agency on January 20

FROM: Securities Law

Ready, Set, Action! Our Sun is the Star in Dazzling Simulation

FROM: Technology Law

CHIPS for America Announces up to $300 million in Funding to Boost U.S. Semiconductor Packaging

FROM: Business Law

SEC Charges Three Senior Executives in Two Actions Alleging Massive Bribery Scheme Involving Indian Energy Companies Adani Green and Azure Power

FROM: Securities Law

Cookie	Duration	Description
cookielawinfo-checkbox-analytics	11 months	This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Analytics".
cookielawinfo-checkbox-functional	11 months	The cookie is set by GDPR cookie consent to record the user consent for the cookies in the category "Functional".
cookielawinfo-checkbox-necessary	11 months	This cookie is set by GDPR Cookie Consent plugin. The cookies is used to store the user consent for the cookies in the category "Necessary".
cookielawinfo-checkbox-others	11 months	This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Other.
cookielawinfo-checkbox-performance	11 months	This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Performance".
viewed_cookie_policy	11 months	The cookie is set by the GDPR Cookie Consent plugin and is used to store whether or not user has consented to the use of cookies. It does not store any personal data.

SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations

More News

NTIA calls for Changes to Boost Competition in Mobile App Markets

Attorney William Pemberton Secures Coveted Spot on Wisconsin Law Journal’s Power 30 Personal Injury Attorney List

Arizona Ruling Refines Definition of Marijuana DUIs

Motorcyclist Dies in Hillsborough Avenue Crash

Divorce Can Impact Careers and Finances

Smaller Medical Offices Disappearing Due to Tort Reform Speculates Cleveland Medical Malpractice Lawyer

SEC Chair Gensler to Depart Agency on January 20

Ready, Set, Action! Our Sun is the Star in Dazzling Simulation

CHIPS for America Announces up to $300 million in Funding to Boost U.S. Semiconductor Packaging

SEC Charges Three Senior Executives in Two Actions Alleging Massive Bribery Scheme Involving Indian Energy Companies Adani Green and Azure Power

Get Weekly Updates