SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations

Sep 22, 2023

The Securities and Exchange Commission today announced settled charges against broker-dealer Citadel Securities LLC for violating a provision of Regulation SHO, the regulatory framework designed to address abusive short selling practices, which requires…

Full report at: Read More

More News

ROAMX testing in the Planetary Aeolian Laboratory (PAL) at NASA Ames Research Center

FROM: Technology Law

Zepeda Law Firm Featured in Star-Telegram Article on Constitutional Rights During ICE Encounters

FROM: Immigration Law

Privacy Overview

This website uses cookies to improve your experience while you navigate through the website. Out of these, the cookies that are categorized as necessary are stored on your browser as they are essential for the working of basic functionalities of the website. We also use third-party cookies that help us analyze and understand how you use this website. These cookies will be stored in your browser only with your consent. You also have the option to opt-out of these cookies. But opting out of some of these cookies may affect your browsing experience.

Necessary

Always Enabled

Necessary cookies are absolutely essential for the website to function properly. These cookies ensure basic functionalities and security features of the website, anonymously.

Cookie	Duration	Description
cookielawinfo-checkbox-analytics	11 months	This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Analytics".
cookielawinfo-checkbox-functional	11 months	The cookie is set by GDPR cookie consent to record the user consent for the cookies in the category "Functional".
cookielawinfo-checkbox-necessary	11 months	This cookie is set by GDPR Cookie Consent plugin. The cookies is used to store the user consent for the cookies in the category "Necessary".
cookielawinfo-checkbox-others	11 months	This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Other.
cookielawinfo-checkbox-performance	11 months	This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Performance".
viewed_cookie_policy	11 months	The cookie is set by the GDPR Cookie Consent plugin and is used to store whether or not user has consented to the use of cookies. It does not store any personal data.

Functional

Performance

Analytics

Others

SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations

More News

OSHA announces Advisory Committee on Construction Safety, Health to meet March 1; workgroups to meet Feb. 28

Satellite Swarms for Science ‘Grow up’ at NASA Ames

Didion Milling Inc., agrees to pay $1.8M in penalties, make comprehensive safety improvements after 2017 Cambria corn mill explosion killed 5 workers

Brooks Acordia Patent Attorney Looks Forward to U.S. Adoption of Hague Agreement

Cleveland Heights Man Sentenced to Prison and Ordered to Pay $177k in Restitution for Credit Card Fraud Scheme

Newcastle University Study Shows Even Mild TBI Can Cause Lasting Damage

ROAMX testing in the Planetary Aeolian Laboratory (PAL) at NASA Ames Research Center

Zepeda Law Firm Featured in Star-Telegram Article on Constitutional Rights During ICE Encounters

Get Weekly Updates