SEC Charges D. E. Shaw with Violating Whistleblower Protection Rule

Sep 29, 2023

The Securities and Exchange Commission today announced settled charges against New York-based registered investment adviser D. E. Shaw & Co., L.P. for raising impediments to whistleblowing by requiring employees to sign agreements prohibiting the…

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SEC Charges D. E. Shaw with Violating Whistleblower Protection Rule

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