SEC Adopts Rule to Prohibit Conflicts of Interest in Certain Securitizations

Nov 27, 2023

The Securities and Exchange Commission today adopted Securities Act Rule 192 to implement Section 27B of the Securities Act of 1933, a provision added by Section 621 of the Dodd-Frank Act. The rule is intended to prevent the sale of asset-backed…

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SEC Adopts Rule to Prohibit Conflicts of Interest in Certain Securitizations

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