J.P. Morgan to Pay $18 Million for Violating Whistleblower Protection Rule

J.P. Morgan to Pay $18 Million for Violating Whistleblower Protection Rule

Jan 16, 2024

The Securities and Exchange Commission today announced settled charges against J.P. Morgan Securities LLC (JPMS) for impeding hundreds of advisory clients and brokerage customers from reporting potential securities law violations to the SEC. JPMS agreed…

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