SEC Charges Morgan Stanley and Former Executive Pawan Passi with Fraud in Block Trading Business

SEC Charges Morgan Stanley and Former Executive Pawan Passi with Fraud in Block Trading Business

Jan 12, 2024

The Securities and Exchange Commission today charged investment banking giant Morgan Stanley & Co. LLC and the former head of its equity syndicate desk, Pawan Passi, with a multi-year fraud involving the disclosure of confidential information about…

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