SEC Charges Advisory Firm ClearPath with Custody Rule and Liability Disclaimer Violations

Sep 3, 2024

The Securities and Exchange Commission today announced settled charges against ClearPath Capital Partners LLC for failing to comply with requirements related to the safekeeping of client assets and for its use of impermissible liability disclaimers in…

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SEC Charges Advisory Firm ClearPath with Custody Rule and Liability Disclaimer Violations

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