SEC Charges One Oak Capital Management and Michael DeRosa with Breaching Fiduciary Duties to Clients

Feb 14, 2025

The Securities and Exchange Commission today filed settled charges against New York-based registered investment adviser One Oak Capital Management LLC, and former One Oak investment adviser representative, Michael DeRosa, for misconduct related to…

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SEC Charges One Oak Capital Management and Michael DeRosa with Breaching Fiduciary Duties to Clients

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SEC Charges One Oak Capital Management and Michael DeRosa with Breaching Fiduciary Duties to Clients

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SEC Charges One Oak Capital Management and Michael DeRosa with Breaching Fiduciary Duties to Clients

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