Securities Law

The Value of Funds Issued by GPB Capital Holdings Have Decreased by 40 Percent, Decimating Investors’ Principle

March 3, 2023
Law News Today

Wolper Law Firm P.A. Fort Lauderdale, FL (Law Firm Newswire) August 19, 2019 – GPB Capital Holdings is at the center of a government investigation, facing claims the company is nothing more than an elaborate Ponzi scheme. In 2013, GPB Capital Holdings was formed, with a focus on returning high single-digit returns to investors through…

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Cares Act Loan Calculator Launched by Spire Law

March 3, 2023
Law News Today

SPIRE LAW Orlando, FL (Law Firm Newswire) April 8, 2020 – The Coronavirus Aid, Relief, and Economic Security Act’s (CARES Act’s) Paycheck Protection Program (PPP) loan is an excellent opportunity for businesses with less than 500 employees to take on low interest and forgivable (i.e. they don’t have to be paid back) loans. To help…

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Wolper Law Firm, P.A. Is Pursuing Recovery Options for Investors Who Purchased Adjustable Rate Certificates of Deposit

March 3, 2023
Law News Today

Wolper Law Firm P.A. Fort Lauderdale, FL (Law Firm Newswire) August 29, 2019 – The Wolper Law Firm, P.A. is expanding its investigation of brokerage firms and financial advisors who sold market linked certificates of deposit (“Market Linked CDs”) a/k/a structured certificates of deposit (“Structured CDs”), adjustable rate certificates of deposit (“Adjustable Rate CDs”) and…

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Reif Law Group, P.C. Promotes Rachel D. Dardashti to Partner

March 3, 2023
Law News Today

Reif Law Group Los Angeles, CA (Law Firm Newswire) March 04, 2022 – Reif Law Group, P.C. (RLG), California’s preeminent boutique trial and litigation law firm for securities and business disputes, is pleased to announce the promotion of Rachel D. Dardashti to partner. “Rachel is a talented and polished attorney who serves as a forceful…

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SEC Charges Silver Edge Financial and Equity Acquisition Company with Unregistered Broker-Dealer Activity Relating to Pre-IPO Funds

March 3, 2023

The Securities and Exchange Commission today charged Silver Edge Financial LLC, Equity Acquisition Company Ltd. (EAC), the owners of both companies, and sales staff of Silver Edge Financial with unregistered broker-dealer activity relating to their sales… Full report at: Read More

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SEC Charges Global Transportation Company Greenbrier and Former CEO for Failing to Disclose Perks and Payments

March 2, 2023

The Securities and Exchange Commission today announced settled charges against Oregon-based freight transportation supply company, The Greenbrier Companies Inc., and its founder and former CEO and Chairman, William A. Furman, for failing to disclose… Full report at: Read More

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SEC Charges Ontrak Chairman Terren Peizer with Insider Trading

March 1, 2023

The Securities and Exchange Commission today charged Terren S. Peizer, Executive Chairman of the Santa Monica, California-based healthcare treatment company Ontrak Inc., with insider trading for selling more than $20 million of Ontrak stock between May… Full report at: Read More

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Fee Rate Advisory #3 for Fiscal Year 2023

March 1, 2023

Pursuant to Section 31(j)(2) of the Securities Exchange Act of 1934, the Commission has determined that a mid-year adjustment to the Section 31 fee rate for fiscal year 2023 is not required. These adjustments do not directly affect the amount of funding… Full report at: Read More

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SEC Charges Nishad Singh with Defrauding Investors in Crypto Asset Trading Platform FTX

February 28, 2023

The Securities and Exchange Commission today charged Nishad Singh, the former Co-Lead Engineer of FTX Trading Ltd. (FTX), for his role in a multiyear scheme to defraud equity investors in FTX, the crypto trading platform started by Singh along with… Full report at: Read More

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SEC Investor Advisory Committee to Discuss the Growth of Private Markets, Oversight of Investment Advisers, and Open-End Fund Liquidity Risk Management at March 2nd Meeting

February 24, 2023

The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on March 2 at 10:00 a.m. ET. The meeting will be webcast on the SEC website. The committee will host three panels to discuss: Growth of… Full report at: Read More

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