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SEC Charges Four Individuals for Long-Running Scheme to Unlawfully Trade in Advance of Numerous Follow-On Offerings
The Securities and Exchange Commission today filed fraud charges against John Lowe, Randy Grewal, Richard Ringel, and David Cooper arising from their longstanding fraudulent scheme to trade in advance of the public announcement of the timing or price, or… Full…
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Bills Moving Through the U.S. Congress
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Detroit, Michigan – In an unprecedented display of legal expertise, formidable skill, and dedication to the pursuit of justice, 23 attorneys from Sommers Schwartz, P.C.…
Detroit, Michigan – In an unprecedented display of legal expertise, formidable skill, and dedication to the pursuit of justice, 23 attorneys from Sommers Schwartz, P.C.…
The Securities and Exchange Commission today announced that Concord, California-based registered investment adviser AssetMark Inc. has agreed to pay more than $18 million to settle…
Secretary Raimondo Appoints Sean McDevitt to FirstNet Authority Board KCPullen@doc.gov Tue, 09/26/2023 – 15:09 First responder network FOR IMMEDIATE RELEASE Tuesday, September 26, 2023 Office…
From the U.S. Attorney’s Office, Southern District of California SAN DIEGO – Abel Alonso Valdez-Vazquez was sentenced to 18 months in federal prison for misusing…
The Securities and Exchange Commission today released a report to Congress summarizing policy recommendations made during the 42nd Annual Government-Business Forum on Small Business Capital…
The Securities and Exchange Commission today announced that New York-based Bruderman Asset Management LLC (BAM) and its principal, Matthew J. Bruderman, agreed to settle charges…
A new air taxi from the manufacturer Joby Aviation will allow NASA to evaluate how this kind of vehicle could be integrated into our skies…
Readout of Deputy Secretary Don Graves’ Meeting with Minister for Trade, Industry and Energy of the Republic of Korea Bang Moon-kyu KCPullen@doc.gov Fri, 09/22/2023 –…
September 25, 2023 From OSHA: Read More