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SEC Charges Four Individuals for Long-Running Scheme to Unlawfully Trade in Advance of Numerous Follow-On Offerings
The Securities and Exchange Commission today filed fraud charges against John Lowe, Randy Grewal, Richard Ringel, and David Cooper arising from their longstanding fraudulent scheme to trade in advance of the public announcement of the timing or price, or… Full…
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Biden-Harris Administration Announces Final National Security Guardrails for CHIPS for America Incentives Program KCPullen@doc.gov Fri, 09/22/2023 – 10:25 ICT Supply Chain Manufacturing FOR IMMEDIATE RELEASE…
The Securities and Exchange Commission today announced settled charges against Goldman Sachs & Co. LLC for failing to provide complete and accurate securities trading information,…
The Securities and Exchange Commission today announced charges against Mexico-based company Aras Investment Business Group S.A.P.I. de C.V., its CEO Armando Gutierrez Rosas, and four…
New York, New York – Nematzadeh PLLC announced today that Super Lawyers® has included Founder and Managing Attorney, Justin S. Nematzadeh, in its listing of…
Remarks by Deputy Secretary of Commerce Don Graves at the U.S. Advanced Industry and Technology Corporation Forum in Seoul, Korea KCPullen@doc.gov Thu, 09/21/2023 – 09:15…
Miami, Florida – Following a recent arbitration conference before the Honorable Jerald Bagley (Ret.), involving a dispute between J.B. Harris and Titan Asset Management, Harris,…
Miami, Florida – Following a recent arbitration conference before the Honorable Jerald Bagley (Ret.), involving a dispute between J.B. Harris and Titan Asset Management, Harris,…
The Securities and Exchange Commission today approved a rule to revise the Commission’s regulations under the Privacy Act, which is the principal law governing the…
The Securities and Exchange Commission today adopted amendments to the Investment Company Act “Names Rule,” which addresses fund names that are likely to mislead investors…
Readout of Secretary Raimondo’s Meeting with Prime Minister of Vietnam Pham Minh Chinh KCPullen@doc.gov Tue, 09/19/2023 – 12:57 Export and investment promotion ICT Supply Chain…