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SEC Charges Two Sigma for Failing to Address Known Vulnerabilities in its Investment Models
The Securities and Exchange Commission today announced settled charges against New York-based investment advisers Two Sigma Investments LP and Two Sigma Advisers LP (collectively, Two Sigma) for breaching their fiduciary duties by failing to reasonably… Full report at: Read More
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Bills Moving Through the U.S. Congress
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Readout of Secretary Raimondo’s Meeting with Shanghai Party Secretary Chen Jining KCPullen@doc.gov Wed, 08/30/2023 – 08:19 Export and investment promotion FOR IMMEDIATE RELEASE Wednesday, August…
The Securities and Exchange Commission today announced settled cease-and-desist proceedings against broker-dealer Citigroup Global Markets Inc. (CGMI) for willfully violating recordkeeping requirements concerning expenses that…
San Francisco, California – Exclusive law firm marketing agency, Custom Legal Marketing, has released a new video from their Schema for Lawyers series on YouTube…
From the U.S. Attorney’s Office, Southern District of Texas LAREDO, Texas – A 52-year-old resident of Laredo has entered a guilty plea to passport fraud…
August 29, 2023 From OSHA: Read More
Readout of Secretary Raimondo’s Meeting with Vice Premier of the People’s Republic of China He Lifeng DJohnson3@doc.gov Tue, 08/29/2023 – 10:36 FOR IMMEDIATE RELEASE Tuesday,…
The Securities and Exchange Commission today announced charges against Archipelago Trading Services Inc. (ATSI) for failing to file hundreds of legally required reports of suspicious…
Readout of Secretary Raimondo’s Meeting with Minister of Culture and Tourism of the People’s Republic of China Hu Heping KCPullen@doc.gov Tue, 08/29/2023 – 08:17 Export…
August 24, 2023 From OSHA: Read More
Philadelphia, PA – The CPAP lawsuit, which has drawn national attention, is focused on CPAP, BiPAP, and ventilator devices, which are alleged to have produced…