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SEC Announces Departure of Acting Enforcement Director Sanjay Wadhwa
The Securities and Exchange Commission today announced that Sanjay Wadhwa, the Acting Director of the Division of Enforcement, will depart the agency, effective January 31, 2025, after more than 21 years of service with the Commission. “I thank Sanjay… Full…
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The Securities and Exchange Commission today announced the largest-ever award, nearly $279 million, to a whistleblower whose information and assistance led to the successful enforcement…
United States to Host Indo-Pacific Economic Framework Ministerial in Detroit KCPullen@doc.gov Thu, 05/04/2023 – 18:14 FOR IMMEDIATE RELEASE Thursday, May 4, 2023 Office of Public…
Joseph Potashnik & Associates, PC New York, NY (Law Firm Newswire) May 27, 2017 – With the everсhanging political landscape the immigration rules and regulations…
The Securities and Exchange Commission today announced settled charges against Fargo, North Dakota-based investment adviser Classic Asset Management LLC (CAM) and indirect part-owner and investment…
The Securities and Exchange Commission today announced 14 new members of the Small Business Capital Formation Advisory Committee. The new members were appointed to four-year…
Remarks by Deputy Secretary of Commerce Don Graves at the 2023 Select USA Summit KCPullen@doc.gov Wed, 05/03/2023 – 14:08 ICT Supply Chain Manufacturing AS PREPARED…
Readout of Deputy Secretary Graves’ Meeting with Danish Minister for Industry, Business and Financial Affairs Morten Bødskov ASowah@doc.gov Tue, 05/02/2023 – 17:04 FOR IMMEDIATE RELEASE…
The Securities and Exchange Commission today adopted amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds. The amendments…
The Securities and Exchange Commission today adopted amendments to modernize the disclosure requirements relating to repurchases of an issuer’s equity securities, including requiring issuers to…
The Securities and Exchange Commission today charged Brett M. Bartlett, his father-in-law Scott A. Miller, and their companies for fraudulent securities offerings that raised at…