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Alternative Trading Systems Operator Liquidnet Charged with Violations of Market Access Rule and for Failing to Protect Confidential Subscriber Trading Information
The Securities and Exchange Commission today announced settled charges against broker-dealer Liquidnet Inc., an operator of multiple alternative trading systems (ATSs), for failing to have necessary controls and procedures regarding market access, for… Full report at: Read More
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Chicago, Illinois – Briskman Briskman & Greenberg, a prominent dog bite injury law firm in Chicago, has announced the release of a new free ebook…
Chicago, Illinois – Briskman Briskman & Greenberg, a prominent dog bite injury law firm in Chicago, has announced the release of a new free ebook…
Washington, DC – Simeone & Miller LLP is thrilled to offer the “Good Lawyers / Good People Scholarship.” This scholarship program recognizes and supports aspiring…
Washington, DC – Simeone & Miller LLP is thrilled to offer the “Good Lawyers / Good People Scholarship.” This scholarship program recognizes and supports aspiring…
Today the Securities and Exchange Commission and the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) jointly proposed a new rule that would…
The Securities and Exchange Commission today charged Gibsonia, PA resident Frank T. Poerio, Jr. with insider trading for misappropriating material, nonpublic information concerning Dick’s Sporting…
San Diego, California – Wirtz Law, a prominent lemon law firm based in San Diego, California, takes immense pride in announcing that attorney Jessica Underwood,…
San Diego, California – Wirtz Law, a prominent lemon law firm based in San Diego, California, takes immense pride in announcing that attorney Jessica Underwood,…
Northbrook, Illinois – Stein & Shulman has obtained a $250,000 settlement for a 70-year-old woman who sustained a hip fracture when she tripped and fell…
Northbrook, Illinois – Stein & Shulman has obtained a $250,000 settlement for a 70-year-old woman who sustained a hip fracture when she tripped and fell…