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Alternative Trading Systems Operator Liquidnet Charged with Violations of Market Access Rule and for Failing to Protect Confidential Subscriber Trading Information
The Securities and Exchange Commission today announced settled charges against broker-dealer Liquidnet Inc., an operator of multiple alternative trading systems (ATSs), for failing to have necessary controls and procedures regarding market access, for… Full report at: Read More
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Bills Moving Through the U.S. Congress
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If there is one Act that causes a lot of confusion, it has to be the False Claims Act; a.k.a. Whistleblower legislation. One might wonder…
You’d think in this day and age after the number of highly publicized sexual harassment lawsuits, people would “get it” that sexual harassment is illegal.…
Wrongful death lawsuit damages may address the economic loss of a loved one, but not the pain of that person’s unexpected and sudden death. By…
Each year the number of deaths attributed to medical malpractice is climbing with seemingly no end in sight. In fact, medical malpractice is the third…
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